Sandy Macrae - 25 Feb 2022 Form 4 Insider Report for SANGAMO THERAPEUTICS, INC (SGMO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
01 Mar 2022, 16:16:01 UTC
Next SEC filing
06 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Alexander D. Macrae, by /s/ Ron A. Metzger, Attorney-in-Fact

Key filing fact

Sandy Macrae filed Form 4 for SANGAMO THERAPEUTICS, INC (SGMO) on 01 Mar 2022.

Key facts

  • This page summarizes Sandy Macrae's Form 4 filing for SANGAMO THERAPEUTICS, INC (SGMO).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 01 Mar 2022, 16:16.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$294,351.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SGMO transaction

Common Stock

Tax liability

Transaction value
$294,351
Shares
-49,890
Change %
-14%
Price
$5.90
Shares after
297,176
Date
25 Feb 2022
Ownership
Direct
Footnotes
F1, F2
SGMO transaction

Common Stock

Award

Transaction value
$0
Shares
+224,000
Change %
+75%
Price
$0.000000
Shares after
521,176
Date
25 Feb 2022
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SGMO transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+604,800
Change %
Price
$0.000000
Shares after
604,800
Date
25 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
604,800
Exercise price
$5.90
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents shares underlying the portions of restricted stock unit ("RSU") grants that vested on February 25, 2022 which were surrendered by the Reporting Person to the Issuer for tax withholding using the Issuer's closing stock price on February 25, 2022 of $5.90/share, pursuant to the terms of the Issuer's Amended and Restated 2018 Equity Incentive Plan, as amended (the "2018 EIP").

Footnote F2

Includes: (a) 10,633 shares resulting from the February 25, 2022 final vesting installment of the Reporting Person's February 25, 2019 RSU grant, (b) 32,756 shares resulting from the February 25, 2022 vesting of the Reporting Person's February 25, 2020 RSU grant and 56,261 shares subject to such RSU grant that will vest in one final annual installment on February 25, 2023 and (c) 30,173 shares resulting from the February 25, 2022 vesting of the Reporting Person's February 25, 2021 RSU grant and 92,254 shares subject to such RSU grant that will vest in two remaining annual installments of 46,120 shares and 46,134 shares on February 25, 2023 and 2024, respectively. The vesting of all such RSU grants is subject to the Reporting Person's Continuous Service (as defined in the 2018 EIP) through each such date and subject to acceleration as provided in the 2018 EIP.

Footnote F3

Represents shares of common stock issuable upon settlement of an RSU grant that will vest as to one-quarter (1/4) of the shares on the first anniversary of the grant date, and the remainder of the shares will vest in 8 successive equal quarterly installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the 2018 EIP) through each such date and subject to acceleration as provided in the 2018 EIP.

Footnote F4

One-quarter (1/4) of the shares subject to the option will vest and become exercisable on the first anniversary of the grant date, and the remainder of the shares will vest and become exercisable in 24 successive equal monthly installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the 2018 EIP) through each such date and subject to acceleration as provided in the 2018 EIP.

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