Que Dallara - 26 Feb 2022 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
President & CEO, HCE
Signature
Su Ping Lu for Que Dallara
Issuer symbol
HON
Transactions as of
26 Feb 2022
Net transactions value
-$469,680
Form type
4
Filing time
01 Mar 2022, 16:13:37 UTC
Previous filing
16 Feb 2022
Next filing
03 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Award $0 +4,383 +74% $0.000000 10,321 26 Feb 2022 Direct F1
transaction HON Common Stock Tax liability $369,501 -1,977 -19% $186.90 8,344 26 Feb 2022 Direct
transaction HON Common Stock Options Exercise +1,186 +14% 9,530 27 Feb 2022 Direct F2
transaction HON Common Stock Tax liability $100,178 -536 -5.6% $186.90 8,994 27 Feb 2022 Direct
holding HON Common Stock 365 26 Feb 2022 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -1,186 -51% $0.000000 1,138 27 Feb 2022 Common Stock 1,186 Direct F2, F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2019-2021, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership.
F2 Instrument converts to common stock on a one-for-one basis.
F3 Includes the reinvestment of dividend equivalents into 83 additional restricted stock units.
F4 The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F5 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three equal installments on each of February 27 2020, February 27, 2022 and February 27, 2024.
F6 Excludes reinvestment of dividend equivalents during the vesting period.