Retv Gp, Llc - Aug 24, 2021 Form 3 Insider Report for SmartRent, Inc. (SMRT)

Role
10%+ Owner
Signature
RETV GP, LLC, By /s/ John Helm, Managing Director
Stock symbol
SMRT
Transactions as of
Aug 24, 2021
Transactions value $
$0
Form type
3
Date filed
2/25/2022, 07:47 PM
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMRT Class A Common Stock 526K Aug 24, 2021 By Real Estate Technology Ventures Associates, L.P. F1
holding SMRT Class A Common Stock 30.1M Aug 24, 2021 By Real Estate Technology Ventures, L.P. F2
holding SMRT Class A Common Stock 6.93M Aug 24, 2021 By Real Estate Technology Ventures-A, L.P. F3
holding SMRT Class A Common Stock 5.62M Aug 24, 2021 By RET Ventures SPV I, L.P. F4
holding SMRT Class A Common Stock 458K Aug 24, 2021 By Real Estate Technology Ventures II, L.P. F5
holding SMRT Class A Common Stock 10.6K Aug 24, 2021 By Real Estate Technology Ventures Associates II, L.P. F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMRT Warrants Aug 24, 2021 Class A Common Stock 937K $0.00 By RET Ventures SPV I, L.P. F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held directly by Real Estate Technology Ventures Associates, L.P. ("RET Associates I"). RETV GP, LLC ("RET GP I") is the general partner of RET Associates I and may be deemed to beneficially own the shares held by RET Associates I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Associates I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F2 Shares are held directly by Real Estate Technology Ventures, L.P. ("RET Fund I"). RET GP I is the general partner of RET Fund I and may be deemed to beneficially own the shares held by RET Fund I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F3 Shares are held directly by Real Estate Technology Ventures-A, L.P. ("RET Fund I-A"). RET GP I is the general partner of RET Fund I-A and may be deemed to beneficially own the shares held by RET Fund I-A. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I-A. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F4 Securities are held directly by RET Ventures SPV I, L.P. ("RET SPV I"). RET GP I is the general partner of RET SPV I and may be deemed to beneficially own the securities held by RET SPV I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the securities held by RET SPV I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these securities except to the extent of its or his respective pecuniary interest therein.
F5 Shares are held directly by Real Estate Technology Ventures II, L.P. ("RET Fund II"). RETV GP II, LLC ("RET GP II") is the general partner of RET Fund II and may be deemed to beneficially own the shares held by RET Fund II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Fund II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F6 Shares are held directly by Real Estate Technology Ventures Associates II, L.P. ("RET Associates II"). RETV GP II is the general partner of RET Associates II and may be deemed to beneficially own the shares held by RET Associates II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Associates II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F7 Immediately exercisable.