Mark Pellowski - 23 Feb 2022 Form 4 Insider Report for Informatica Inc. (INFA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
25 Feb 2022, 17:01:45 UTC
Prior SEC filing
19 Nov 2021
Next SEC filing
07 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Bridget Logterman, Attorney-in-fact

Key filing fact

Mark Pellowski filed Form 4 for Informatica Inc. (INFA) on 25 Feb 2022.

Key facts

  • This page summarizes Mark Pellowski's Form 4 filing for Informatica Inc. (INFA).
  • 5 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 25 Feb 2022, 17:01.

Change

  • Previous filing in this sequence was filed on 19 Nov 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

INFA transaction

Class A Common Stock

Award

Transaction value
$0
Shares
+13,673
Change %
+56%
Price
$0.000000
Shares after
38,002
Date
23 Feb 2022
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

INFA transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+33,409
Change %
Price
$0.000000
Shares after
33,409
Date
23 Feb 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
33,409
Exercise price
$8.70
Footnotes
F3
INFA transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+30,000
Change %
Price
$0.000000
Shares after
30,000
Date
23 Feb 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
30,000
Exercise price
$8.70
Footnotes
F4
INFA transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+25,000
Change %
Price
$0.000000
Shares after
25,000
Date
23 Feb 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
25,000
Exercise price
$11.70
Footnotes
F5
INFA transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+18,000
Change %
Price
$0.000000
Shares after
18,000
Date
23 Feb 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
18,000
Exercise price
$20.00
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Each share is represented by a Restricted Stock Unit ("RSU"). One sixteenth (1/16th) of the total number of RSUs subject to this award will be scheduled to vest on each of the sixteen (16), consecutive Quarterly Vesting Dates that occur on or immediately following the date that is three (3) months after February 23, 2022 (the "Vesting Commencement Date") (on the same day of the month as the Vesting Commencement Date or if there is no corresponding day in such third month, on the last day of such month), in each case subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date. A "Quarterly Vesting Date" means February 15, May 15, August 15, and November 15 with respect to any calendar year.

Footnote F2

Includes previously reported RSUs.

Footnote F3

This performance-based stock option was granted on January 24, 2017. On February 23, 2022, the Company's board of directors certified partial achievement (77%) of the goal based on performance to date and amended the option to provide that 77% of the shares (25,724 shares) covered by the option shall vest over three years, of which 33% shall vest on October 27, 2022 and 8.375% shall vest quarterly thereafter, subject to the Reporting Person remaining in continuous service through each vesting date. The performance period for achievement of the full performance goal remains intact and all shares will vest on achievement of the goal (assuming continued employment through goal achievement).

Footnote F4

This performance-based stock option was granted on March 20, 2018. On February 23, 2022, the Company's board of directors certified partial achievement (77%) of the goal based on performance to date and amended the option to provide that 77% of the shares (23,100 shares) covered by the option shall vest over three years, of which 33% shall vest on October 27, 2022 and 8.375% shall vest quarterly thereafter, subject to the Reporting Person remaining in continuous service through each vesting date. The performance period for achievement of the full performance goal remains intact and all shares will vest on achievement of the goal (assuming continued employment through goal achievement).

Footnote F5

This performance-based stock option was granted on September 1, 2018. On February 23, 2022, the Company's board of directors certified partial achievement (77%) of the goal based on performance to date and amended the option to provide that 77% of the shares (19,250 shares) covered by the option shall vest over three years, of which 33% shall vest on October 27, 2022 and 8.375% shall vest quarterly thereafter, subject to the Reporting Person remaining in continuous service through each vesting date. The performance period for achievement of the full performance goal remains intact and all shares will vest on achievement of the goal (assuming continued employment through goal achievement).

Footnote F6

This performance-based stock option was granted on May 12, 2020. On February 23, 2022, the Company's board of directors certified partial achievement (77%) of the goal based on performance to date and amended the option to provide that 77% of the shares (13,860 shares) covered by the option shall vest over three years, of which 33% shall vest on October 27, 2022 and 8.375% shall vest quarterly thereafter, subject to the Reporting Person remaining in continuous service through each vesting date. The performance period for achievement of the full performance goal remains intact and all shares will vest on achievement of the goal (assuming continued employment through goal achievement).

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