Osamu Watanabe - Feb 22, 2022 Form 4 Insider Report for Moelis & Co (MC)

Role
General Counsel, Secretary
Signature
/s/ Osamu Watanabe
Stock symbol
MC
Transactions as of
Feb 22, 2022
Transactions value $
-$381,840
Form type
4
Date filed
2/24/2022, 06:47 PM
Previous filing
Feb 22, 2022
Next filing
Mar 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +15.6K +11898.15% 15.7K Feb 22, 2022 Direct F1
transaction MC Class A Common Stock Tax liability -$88.2K -1.87K -11.91% $47.12 13.8K Feb 22, 2022 Direct
transaction MC Class A Common Stock Sale -$294K -6.23K -45.01% $47.12 7.61K Feb 22, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive Restricted Stock Units Options Exercise $0 -3.77K -100% $0.00* 0 Feb 22, 2022 Class A Common Stock 3.77K Direct F3
transaction MC 2017 Incentive Restricted Stock Units Options Exercise $0 -3.04K -50% $0.00 3.04K Feb 22, 2022 Class A Common Stock 3.04K Direct F3
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -3.11K -33.33% $0.00 6.23K Feb 22, 2022 Class A Common Stock 3.11K Direct F3
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -3.82K -25% $0.00 11.5K Feb 22, 2022 Class A Common Stock 3.82K Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -1.85K -19.99% $0.00 7.39K Feb 22, 2022 Class A Common Stock 1.85K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Mr. Watanabe upon settlement of RSUs because he is a partner in Moelis & Company Partner Holdings LP.
F3 The RSUs were settled for Class A common stock on February 22, 2022.