ELIZABETH CRAIN - 22 Feb 2022 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Operating Officer, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Elizabeth Crain
Issuer symbol
MC
Transactions as of
22 Feb 2022
Net transactions value
-$720,365
Form type
4
Filing time
24 Feb 2022, 18:30:15 UTC
Previous filing
03 Dec 2021
Next filing
31 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +29,404 29,404 22 Feb 2022 Direct F1
transaction MC Class A Common Stock Tax liability $166,376 -3,531 -12% $47.12 25,873 22 Feb 2022 Direct
transaction MC Class A Common Stock Sale $553,990 -11,757 -45% $47.12 14,116 22 Feb 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive Restricted Stock Units Options Exercise $0 -5,870 -100% $0.000000* 0 22 Feb 2022 Class A Common Stock 5,870 Direct F3
transaction MC 2017 Incentive Restricted Stock Units Options Exercise $0 -5,673 -50% $0.000000 5,673 22 Feb 2022 Class A Common Stock 5,673 Direct F3
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -5,470 -33% $0.000000 10,941 22 Feb 2022 Class A Common Stock 5,470 Direct F3
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -9,069 -25% $0.000000 27,206 22 Feb 2022 Class A Common Stock 9,069 Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -3,323 -16% $0.000000 17,997 22 Feb 2022 Class A Common Stock 3,323 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Ms. Crain in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Ms. Crain upon settlement of RSUs because she is a partner in Moelis & Company Partner Holdings LP.
F3 The RSUs were settled for Class A common stock on February 22, 2022.