Elizabeth Crain - Feb 22, 2022 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Operating Officer, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Elizabeth Crain
Stock symbol
MC
Transactions as of
Feb 22, 2022
Transactions value $
-$720,365
Form type
4
Date filed
2/24/2022, 06:30 PM
Previous filing
Dec 3, 2021
Next filing
Mar 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +29.4K 29.4K Feb 22, 2022 Direct F1
transaction MC Class A Common Stock Tax liability -$166K -3.53K -12.01% $47.12 25.9K Feb 22, 2022 Direct
transaction MC Class A Common Stock Sale -$554K -11.8K -45.44% $47.12 14.1K Feb 22, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive Restricted Stock Units Options Exercise $0 -5.87K -100% $0.00* 0 Feb 22, 2022 Class A Common Stock 5.87K Direct F3
transaction MC 2017 Incentive Restricted Stock Units Options Exercise $0 -5.67K -50% $0.00 5.67K Feb 22, 2022 Class A Common Stock 5.67K Direct F3
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -5.47K -33.33% $0.00 10.9K Feb 22, 2022 Class A Common Stock 5.47K Direct F3
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -9.07K -25% $0.00 27.2K Feb 22, 2022 Class A Common Stock 9.07K Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -3.32K -15.59% $0.00 18K Feb 22, 2022 Class A Common Stock 3.32K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Ms. Crain in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Ms. Crain upon settlement of RSUs because she is a partner in Moelis & Company Partner Holdings LP.
F3 The RSUs were settled for Class A common stock on February 22, 2022.