Trinh Phung - Feb 17, 2022 Form 3 Insider Report for Shockwave Medical, Inc. (SWAV)

Role: VP, Finance
Signature: /s/ Wade Estey, as attorney-in-fact for Trinh Phung
Stock symbol: SWAV
Transactions as of: Feb 17, 2022
Transactions value $: $0
Form type: 3
Date filed: 2/24/2022, 06:24 PM
Next filing: Feb 24, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SWAV	Common Stock						33.7K	Feb 17, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	SWAV	Stock Option							Feb 17, 2022	Common Stock	8.74K	$3.42	Direct	F1
holding	SWAV	Stock Option							Feb 17, 2022	Common Stock	2.39K	$4.03	Direct	F2
holding	SWAV	Stock Option							Feb 17, 2022	Common Stock	19.6K	$6.71	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Fully vested.
F2	1/48th of the stock options vest monthly beginning on 8/19/2018, subject to the continued service to the Issuer by the Reporting Person on each vesting date.
F3	1/48th of the stock options vest monthly beginning on 11/18/2018, subject to the continued service to the Issuer by the Reporting Person on each vesting date.