Trinh Phung - 17 Feb 2022 Form 3 Insider Report for Shockwave Medical, Inc.

Role: VP, Finance
Signature: /s/ Wade Estey, as attorney-in-fact for Trinh Phung
Issuer symbol: N/A
Transactions as of: 17 Feb 2022
Net transactions value: $0
Form type: 3
Filing time: 24 Feb 2022, 18:24:48 UTC
Next filing: 24 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SWAV	Common Stock						33,705	17 Feb 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	SWAV	Stock Option							17 Feb 2022	Common Stock	8,739	$3.42	Direct	F1
holding	SWAV	Stock Option							17 Feb 2022	Common Stock	2,391	$4.03	Direct	F2
holding	SWAV	Stock Option							17 Feb 2022	Common Stock	19,573	$6.71	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Fully vested.
F2	1/48th of the stock options vest monthly beginning on 8/19/2018, subject to the continued service to the Issuer by the Reporting Person on each vesting date.
F3	1/48th of the stock options vest monthly beginning on 11/18/2018, subject to the continued service to the Issuer by the Reporting Person on each vesting date.