Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +100K | +42.73% | $0.00 | 334K | Feb 22, 2022 | Direct | F1, F2 |
transaction | RXRX | Class A Common Stock | Sale | -$1.02M | -100K | -29.94% | $10.22 | 234K | Feb 22, 2022 | Direct | F3, F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -100K | -1.29% | $0.00 | 7.66M | Feb 22, 2022 | Class A Common Stock | 7.66M | $0.00 | Direct | F1, F2 |
holding | RXRX | Stock Option (Right to Buy) | 416K | Feb 22, 2022 | Class A Common Stock | 416K | $11.40 | Direct | F5 | |||||
holding | RXRX | Stock Option (Right to Buy) | 5.44K | Feb 22, 2022 | Class A Common Stock | 5.44K | $11.40 | Direct | ||||||
holding | RXRX | Stock Option (Right to Buy) | 1.47M | Feb 22, 2022 | Class A Common Stock | 1.47M | $2.47 | Direct | F6 | |||||
holding | RXRX | Class B Common Stock | 550K | Feb 22, 2022 | Class A Common Stock | 550K | $0.00 | by LAHWRAN-3 LLC | F2, F7 | |||||
holding | RXRX | Class B Common Stock | 550K | Feb 22, 2022 | Class A Common Stock | 550K | $0.00 | by LAHWRAN-4 LLC | F2, F8 | |||||
holding | RXRX | Class B Common Stock | 147K | Feb 22, 2022 | Class A Common Stock | 147K | $0.00 | by Gibson Family Trust | F2, F9 |
Id | Content |
---|---|
F1 | Represents the conversion of Class B Common Stock into Class A Common Stock. |
F2 | Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
F3 | Shares were sold by a lender to the Reporting Person to satisfy a margin call related to a loan in which the shares served as collateral. |
F4 | This transaction was executed in multiple trades at prices ranging from $9.91 to $10.61. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
F5 | The option vests as to one forty-eighth (1/48th) of the shares subject to the option on March 1, 2022, and one forty-eighth (1/48th) of the shares subject to the option will vest each month thereafter. |
F6 | The option, originally for 1,500,000 shares, of which 28,646 shares have been exercised, vested as to one forty-eighth (1/48th) of the shares subject to the option on January 31, 2021, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter. |
F7 | The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
F8 | The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
F9 | The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |