Dan Puckett - Feb 22, 2022 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
Chief Financial Officer
Signature
/s/ Wade Estey, as attorney-in-fact for Dan Puckett
Stock symbol
SWAV
Transactions as of
Feb 22, 2022
Transactions value $
-$1,884,163
Form type
4
Date filed
2/24/2022, 06:19 PM
Previous filing
Feb 15, 2022
Next filing
Apr 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $1.02K +254 +0.49% $4.03* 51.7K Feb 22, 2022 Direct
transaction SWAV Common Stock Options Exercise $60.6K +3.57K +6.9% $17.00* 55.2K Feb 22, 2022 Direct
transaction SWAV Common Stock Sale -$537K -3.82K -6.92% $140.43 51.4K Feb 22, 2022 Direct
transaction SWAV Common Stock Tax liability -$549K -3.91K -7.6% $140.57 47.5K Feb 22, 2022 Direct
transaction SWAV Common Stock Sale -$422K -2.8K -5.89% $150.55 44.7K Feb 22, 2022 Direct
transaction SWAV Common Stock Sale -$438K -2.76K -6.18% $158.76 41.9K Feb 23, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -254 -16.83% $0.00 1.26K Feb 22, 2022 Common Stock 254 $4.03 Direct F1
transaction SWAV Stock Option Options Exercise $0 -3.57K -19.82% $0.00 14.4K Feb 22, 2022 Common Stock 3.57K $17.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/48th of the stock options vest monthly beginning on 8/19/2018, subject to the continued service to the Issuer by the Reporting Person on each vesting date.
F2 1/48th of the stock options vest monthly beginning on 4/16/2019, subject to the continued service to the Issuer by the Reporting Person on each vesting date.