Emory Wright - 20 Feb 2022 Form 4 Insider Report for ALIGN TECHNOLOGY INC (ALGN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
24 Feb 2022, 18:11:37 UTC
Prior SEC filing
03 Aug 2021
Next SEC filing
23 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Julie Ann Coletti Attorney-in-Fact for Emory Wright

Key filing fact

Emory Wright filed Form 4 for ALIGN TECHNOLOGY INC (ALGN) on 24 Feb 2022.

Key facts

  • This page summarizes Emory Wright's Form 4 filing for ALIGN TECHNOLOGY INC (ALGN).
  • 9 reported transactions and 7 derivative rows are listed below.
  • Accepted by SEC: 24 Feb 2022, 18:11.

Change

  • Previous filing in this sequence was filed on 03 Aug 2021.
  • Current net transaction value: -$2,909,124.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALGN transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+10,813
Change %
Price
$0.000000
Shares after
10,813
Date
20 Feb 2022
Ownership
Direct
ALGN transaction

Common Stock

Tax liability

Transaction value
$2,909,124
Shares
-5,834
Change %
-54%
Price
$498.65
Shares after
4,979
Date
20 Feb 2022
Ownership
Direct
ALGN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
962
Date
20 Feb 2022
Ownership
See Footnote
Footnotes
F1
ALGN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,883
Date
20 Feb 2022
Ownership
See Footnote
Footnotes
F1
ALGN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,883
Date
20 Feb 2022
Ownership
See Footnote
Footnotes
F1
ALGN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,883
Date
20 Feb 2022
Ownership
See Footnote
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALGN transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-525
Change %
-100%
Price
$0.000000*
Shares after
0
Date
20 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
525
Exercise price
$0.000100
Footnotes
F2, F3
ALGN transaction Derivative

Market Stock Unit

Options Exercise

Transaction value
$0
Shares
-8,882
Change %
-100%
Price
$0.000000*
Shares after
0
Date
20 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,882
Exercise price
$0.000100
Footnotes
F2, F4
ALGN transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-595
Change %
-50%
Price
$0.000000
Shares after
595
Date
20 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
595
Exercise price
$0.000100
Footnotes
F2, F5
ALGN transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-543
Change %
-33%
Price
$0.000000
Shares after
1,086
Date
20 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
543
Exercise price
$0.000100
Footnotes
F2, F6
ALGN transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-268
Change %
-25%
Price
$0.000000
Shares after
802
Date
20 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
268
Exercise price
$0.000100
Footnotes
F2, F7
ALGN transaction Derivative

Restricted Stock Unit

Award

Transaction value
$0
Shares
+1,232
Change %
Price
$0.000000
Shares after
1,232
Date
20 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,232
Exercise price
$0.000100
Footnotes
F2, F8
ALGN transaction Derivative

Market Stock Unit

Award

Transaction value
$0
Shares
+6,162
Change %
Price
$0.000000
Shares after
6,162
Date
20 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,162
Exercise price
$0.000100
Footnotes
F2, F9
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

These shares are held by irrevocable trusts for the benefit of the children of reporting person. The reporting person is a co-trustee of each of the trusts.

Footnote F2

Represents par value of ALGN common stock.

Footnote F3

1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Footnote F4

The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

Footnote F5

1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Footnote F6

1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Footnote F7

1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Footnote F8

1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Footnote F9

Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .