Michael R. Dunn - Feb 22, 2022 Form 4 Insider Report for Regional Management Corp. (RM)

Role
Director
Signature
/s/ Catherine R. Atwood, attorney-in-fact
Stock symbol
RM
Transactions as of
Feb 22, 2022
Transactions value $
-$663,951
Form type
4
Date filed
2/24/2022, 03:37 PM
Previous filing
Nov 9, 2021
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock Options Exercise $840K +49.2K +56.36% $17.08 136K Feb 22, 2022 Direct
transaction RM Common Stock Tax liability -$1.5M -28.7K -21.01% $52.47 108K Feb 22, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RM Employee Stock Option (right to buy) Options Exercise $0 -49.2K -100% $0.00* 0 Feb 22, 2022 Common Stock 67.2K $17.08 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on February 22, 2022; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.
F2 Represents the closing market price of the issuer's common stock at the time of option exercise on February 22, 2022.
F3 The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable.