Keh Shew Lu - Feb 22, 2022 Form 4 Insider Report for DIODES INC /DEL/ (DIOD)

Role
President & CEO, Director
Signature
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
Stock symbol
DIOD
Transactions as of
Feb 22, 2022
Transactions value $
-$3,734,740
Form type
4
Date filed
2/24/2022, 02:01 PM
Previous filing
Feb 16, 2022
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DIOD Diodes Incorporated Common Stock Tax liability -$455K -5.22K -1.91% $87.13 269K Feb 22, 2022 Direct F1
transaction DIOD Diodes Incorporated Common Stock Tax liability -$506K -5.81K -2.16% $87.13 263K Feb 22, 2022 Direct F1
transaction DIOD Diodes Incorporated Common Stock - Performance Stock Units Award $0 +21.9K +8.67% $0.00 274K Feb 22, 2022 Direct F2
transaction DIOD Diodes Incorporated Common Stock - Performance Stock Units Tax liability -$2.77M -31.8K -11.6% $87.13 243K Feb 22, 2022 Direct F3
holding DIOD Diodes Incorporated Common Stock 46.2K Feb 22, 2022 Custodial F4
holding DIOD Diodes Incorporated Common Stock 286K Feb 22, 2022 Lu Grandchildren's Trust
holding DIOD Diodes Incorporated Common Stock 70.5K Feb 22, 2022 The Lu Family Foundation
holding DIOD Diodes Incorporated Common Stock 4.7K Feb 22, 2022 The Lu 2017 Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested restricted stock unit shares were automatically withheld to cover income tax.
F2 The Target Performance was achieved and the 2019 PSU Award was vested at 137.12%.
F3 These performance stock unit shares were automatically withheld to cover income tax on the vested 2019 performance award.
F4 These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.