Nicolas Cabrera - 22 Feb 2022 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Product Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Nicolas Cabrera
Issuer symbol
BKKT
Transactions as of
22 Feb 2022
Transactions value $
$0
Form type
4
Filing time
23 Feb 2022, 16:39:37 UTC
Previous filing
15 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +87.5K $0.00 87.5K 22 Feb 2022 Direct F1, F2
transaction BKKT Class A Common Stock Award $0 +100K +114.3% $0.00 187K 22 Feb 2022 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in three equal annual installments on the first three anniversaries of February 1, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date.
F2 Includes 87,491 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
F3 These securities are RSUs, each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in three equal annual installments on the first three anniversaries of January 21, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date.
F4 Includes 187,491 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.