Richard H. Little - Feb 20, 2022 Form 4 Insider Report for BATTALION OIL CORP (BATL)

Role
Chief Executive Officer
Signature
Walter R. Mayer, Attorney-in-fact
Stock symbol
BATL
Transactions as of
Feb 20, 2022
Transactions value $
-$81,557
Form type
4
Date filed
2/23/2022, 03:54 PM
Previous filing
Sep 15, 2021
Next filing
Jun 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BATL Common Stock Options Exercise $0 +17.7K +91.3% $0.00 37.1K Feb 20, 2022 Direct
transaction BATL Common Stock Tax liability -$81.6K -4.54K -12.22% $17.98 32.6K Feb 20, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BATL Restricted Stock Unit Options Exercise $0 -17.7K -33.33% $0.00 35.4K Feb 20, 2022 Common Stock 17.7K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for taxes owed upon vesting of RSUs.
F2 The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.