Donna M. Easterly - 18 Feb 2022 Form 4 Insider Report for PINNACLE WEST CAPITAL CORP (PNW)

Reporting relationship: SVP, HR, APS
Issuer ticker: PNW
Reported as of: 18 Feb 2022
Net transaction value: -$91,457
SEC form: 4
Accepted by SEC: 23 Feb 2022, 12:53:27 UTC
Prior SEC filing: 08 Nov 2021
Next SEC filing: 24 Feb 2022
Source filing: View source filing
Reporting owner signature: /s/ Diane Wood, Attorney-in-Fact

Key filing fact

Donna M. Easterly filed Form 4 for PINNACLE WEST CAPITAL CORP (PNW) on 23 Feb 2022.

Key facts

This page summarizes Donna M. Easterly's Form 4 filing for PINNACLE WEST CAPITAL CORP (PNW).
16 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 23 Feb 2022, 12:53.

Change

Previous filing in this sequence was filed on 08 Nov 2021.
Current net transaction value: -$91,457.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PNW transaction

Common Stock

Options Exercise

Transaction value
Shares: +389
Change %: +6%
Price
Shares after: 6,868
Date: 18 Feb 2022
Ownership: Direct
Footnotes: F1

PNW transaction

Common Stock

Disposed to Issuer

Transaction value: $26,810
Shares: -389
Change %: -5.7%
Price: $68.92
Shares after: 6,479
Date: 18 Feb 2022
Ownership: Direct

PNW transaction

Common Stock

Options Exercise

Transaction value
Shares: +166
Change %: +2.6%
Price
Shares after: 6,645
Date: 18 Feb 2022
Ownership: Direct
Footnotes: F1

PNW transaction

Common Stock

Disposed to Issuer

Transaction value: $11,441
Shares: -166
Change %: -2.5%
Price: $68.92
Shares after: 6,479
Date: 18 Feb 2022
Ownership: Direct

PNW transaction

Common Stock

Options Exercise

Transaction value
Shares: +165
Change %: +2.5%
Price
Shares after: 6,644
Date: 18 Feb 2022
Ownership: Direct
Footnotes: F1

PNW transaction

Common Stock

Tax liability

Transaction value: $4,824
Shares: -70
Change %: -1.1%
Price: $68.92
Shares after: 6,574
Date: 18 Feb 2022
Ownership: Direct
Footnotes: F2

PNW transaction

Common Stock

Options Exercise

Transaction value
Shares: +344
Change %: +5.2%
Price
Shares after: 6,918
Date: 18 Feb 2022
Ownership: Direct
Footnotes: F1

PNW transaction

Common Stock

Tax liability

Transaction value: $9,993
Shares: -145
Change %: -2.1%
Price: $68.92
Shares after: 6,773
Date: 18 Feb 2022
Ownership: Direct
Footnotes: F2

PNW transaction

Common Stock

Options Exercise

Transaction value
Shares: +527
Change %: +7.8%
Price
Shares after: 7,300
Date: 18 Feb 2022
Ownership: Direct
Footnotes: F1

PNW transaction

Common Stock

Disposed to Issuer

Transaction value: $36,321
Shares: -527
Change %: -7.2%
Price: $68.92
Shares after: 6,773
Date: 18 Feb 2022
Ownership: Direct

PNW transaction

Common Stock

Award

Transaction value
Shares: +59
Change %: +0.87%
Price
Shares after: 6,832
Date: 18 Feb 2022
Ownership: Direct
Footnotes: F3

PNW transaction

Common Stock

Tax liability

Transaction value: $2,068
Shares: -30
Change %: -0.44%
Price: $68.92
Shares after: 6,802
Date: 18 Feb 2022
Ownership: Direct
Footnotes: F2

PNW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,689
Date: 18 Feb 2022
Ownership: by 401(k)

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PNW transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -389
Change %: -100%
Price
Shares after: 0
Date: 18 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 389
Exercise price
Footnotes: F1, F4

PNW transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -331
Change %: -50%
Price
Shares after: 331
Date: 18 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 331
Exercise price
Footnotes: F1, F5

PNW transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -344
Change %: -33%
Price
Shares after: 688
Date: 18 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 344
Exercise price
Footnotes: F1, F6

PNW transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -527
Change %: -25%
Price
Shares after: 1,581
Date: 18 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 527
Exercise price
Footnotes: F1, F7, F8

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Footnote F2

Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Footnote F3

Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018, 2019, 2020 and 2021 Restricted Stock Unit grants.

Footnote F4

The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

Footnote F5

The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Footnote F6

The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

Footnote F7

The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

Footnote F8

The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.