Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | COP | Common Stock | Options Exercise | +46.9K | +270.36% | 64.3K | Feb 20, 2022 | Direct | F1 | ||
transaction | COP | Common Stock | Disposed to Issuer | -$2.55M | -28.5K | -44.27% | $89.67 | 35.8K | Feb 20, 2022 | Direct | |
transaction | COP | Common Stock | Tax liability | -$1.66M | -18.5K | -51.55% | $89.67 | 17.4K | Feb 20, 2022 | Direct | |
holding | COP | Common Stock | 4.87K | Feb 20, 2022 | By ConocoPhillips Savings Plan | F2 | |||||
holding | COP | Common Stock | 133 | Feb 20, 2022 | By William L. Bullock Family Trust | F3 | |||||
holding | COP | Common Stock | 133 | Feb 20, 2022 | By Mother | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | COP | Stock Units | Options Exercise | $0 | -46.9K | -100% | $0.00* | 0 | Feb 20, 2022 | Common Stock | 46.9K | Direct | F5, F6 |
Id | Content |
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F1 | Each stock unit was the economic equivalent of one share of common stock and settled in cash. |
F2 | Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3. |
F3 | The reporting person holds a Power of Attorney for the trustee of the William L. Bullock Family Trust. The reporting person is among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the ConocoPhillips common stock held by the trust except to the extent of his pecuniary interest therein. |
F4 | The reporting person is the guardian of his mother's estate and is among the beneficiaries of the estate. The reporting person disclaims beneficial ownership of his mother's shares to the extent he does not have a pecuniary interest in such shares. |
F5 | The stock units represent ConocoPhillips common stock on a 1-for-1 basis. |
F6 | The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2022. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2022 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. |