Leslie Ericka T. - 18 Feb 2022 Form 3 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role: Chief Administrative Officer
Signature: /s/ Beverly L. O'Toole, Attorney-in-fact
Issuer symbol: GS
Transactions as of: 18 Feb 2022
Net transactions value: $0
Form type: 3
Filing time: 18 Feb 2022, 15:31:02 UTC
Next filing: 05 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	GS	Common Stock, par value $0.01 per share						8,405	18 Feb 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	GS	Restricted Stock Units							18 Feb 2022	Common Stock, par value $0.01 per share	17,986		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Certain of these shares cannot be sold or transferred before dates ranging from January 2023 to January 2026. Additionally, certain of these shares are subject to a non-competition covenant which will lapse in January 2025, subject to other terms and conditions of the applicable award agreement.
F2	These Restricted Stock Units ("RSUs") were granted on dates ranging from January 2020 to January 2022 and will vest on the earlier of (a) dates ranging from December 31, 2022 to December 31, 2024 and (b) the Reporting Person's retirement. Shares of the Issuer's common stock underlying these RSUs will be delivered on dates ranging from January 2023 to January 2025, and generally cannot be sold or transferred before dates ranging from January 2024 to January 2026.

Content

Certain of these shares cannot be sold or transferred before dates ranging from January 2023 to January 2026. Additionally, certain of these shares are subject to a non-competition covenant which will lapse in January 2025, subject to other terms and conditions of the applicable award agreement.

These Restricted Stock Units ("RSUs") were granted on dates ranging from January 2020 to January 2022 and will vest on the earlier of (a) dates ranging from December 31, 2022 to December 31, 2024 and (b) the Reporting Person's retirement. Shares of the Issuer's common stock underlying these RSUs will be delivered on dates ranging from January 2023 to January 2025, and generally cannot be sold or transferred before dates ranging from January 2024 to January 2026.