Ericka T. Leslie - Feb 18, 2022 Form 3 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role
Chief Administrative Officer
Signature
/s/ Beverly L. O'Toole, Attorney-in-fact
Stock symbol
GS
Transactions as of
Feb 18, 2022
Transactions value $
$0
Form type
3
Date filed
2/18/2022, 03:31 PM
Next filing
Dec 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GS Common Stock, par value $0.01 per share 8.41K Feb 18, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GS Restricted Stock Units Feb 18, 2022 Common Stock, par value $0.01 per share 18K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Certain of these shares cannot be sold or transferred before dates ranging from January 2023 to January 2026. Additionally, certain of these shares are subject to a non-competition covenant which will lapse in January 2025, subject to other terms and conditions of the applicable award agreement.
F2 These Restricted Stock Units ("RSUs") were granted on dates ranging from January 2020 to January 2022 and will vest on the earlier of (a) dates ranging from December 31, 2022 to December 31, 2024 and (b) the Reporting Person's retirement. Shares of the Issuer's common stock underlying these RSUs will be delivered on dates ranging from January 2023 to January 2025, and generally cannot be sold or transferred before dates ranging from January 2024 to January 2026.