Neven Haltmayer - Feb 15, 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Video R&D
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol
HLIT
Transactions as of
Feb 15, 2022
Transactions value $
-$231,308
Form type
4
Date filed
2/17/2022, 06:06 PM
Previous filing
Nov 24, 2021
Next filing
Feb 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +8.33K +5.27% $0.00 167K Feb 15, 2022 Direct F1
transaction HLIT Common Stock Tax liability -$46.1K -4.89K -2.94% $9.43 162K Feb 15, 2022 Direct F2
transaction HLIT Common Stock Options Exercise $0 +7.4K +4.58% $0.00 169K Feb 15, 2022 Direct F3
transaction HLIT Common Stock Tax liability -$37.2K -3.95K -2.33% $9.43 165K Feb 15, 2022 Direct F2
transaction HLIT Common Stock Options Exercise $0 +29.8K +18.05% $0.00 195K Feb 15, 2022 Direct F4
transaction HLIT Common Stock Tax liability -$148K -15.7K -8.05% $9.43 179K Feb 15, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -8.33K -100% $0.00* 0 Feb 15, 2022 Common Stock 8.33K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -7.4K -20% $0.00 29.6K Feb 15, 2022 Common Stock 7.4K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -29.8K -33.33% $0.00 59.6K Feb 15, 2022 Common Stock 29.8K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
F2 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
F3 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on 2/26/2020.
F4 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/16/2021, and were identified on a Form 4 filed by the Reporting Person on 2/18/2021.