Ian Graham - 15 Feb 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Global Sales & Video Svcs
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 Feb 2022
Net transactions value
-$195,672
Form type
4
Filing time
17 Feb 2022, 18:05:56 UTC
Previous filing
17 Nov 2021
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +4,584 +4.9% $0.000000 97,740 15 Feb 2022 Direct F1
transaction HLIT Common Stock Tax liability $23,594 -2,502 -2.6% $9.43 95,238 15 Feb 2022 Direct F2
transaction HLIT Common Stock Options Exercise $0 +4,092 +4.3% $0.000000 99,330 15 Feb 2022 Direct F3
transaction HLIT Common Stock Tax liability $21,057 -2,233 -2.2% $9.43 97,097 15 Feb 2022 Direct F2
transaction HLIT Common Stock Options Exercise $0 +1,667 +1.7% $0.000000 98,764 15 Feb 2022 Direct F4
transaction HLIT Common Stock Tax liability $8,581 -910 -0.92% $9.43 97,854 15 Feb 2022 Direct F2
transaction HLIT Common Stock Options Exercise $0 +27,671 +28% $0.000000 125,525 15 Feb 2022 Direct F5
transaction HLIT Common Stock Tax liability $142,440 -15,105 -12% $9.43 110,420 15 Feb 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -4,584 -100% $0.000000* 0 15 Feb 2022 Common Stock 4,584 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -4,092 -20% $0.000000 16,367 15 Feb 2022 Common Stock 4,092 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -1,667 -14% $0.000000 10,001 15 Feb 2022 Common Stock 1,667 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -27,671 -33% $0.000000 55,343 15 Feb 2022 Common Stock 27,671 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 6/22/2019, and were identified on a Form 3 filed by the Reporting Person on August 7, 2020.
F2 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
F3 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 3 filed by the Reporting Person on August 7, 2020.
F4 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 8/19/2020, and were identified on a Form 4 filed by the Reporting Person on 8/21/2020.
F5 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/16/2021, and were identified on a Form 4 filed by the Reporting Person on 2/18/2021.