Daniel R. Groves - Jan 5, 2022 Form 4/A - Amendment Insider Report for Koppers Holdings Inc. (KOP)

Role
VP, Culture & Engagement
Signature
/s/Stephanie L. Apostolou, Attorney in Fact
Stock symbol
KOP
Transactions as of
Jan 5, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
2/17/2022, 01:59 PM
Date Of Original Report
Jan 7, 2022
Previous filing
May 18, 2021
Next filing
Feb 22, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KOP Restricted Stock Units Award $0 +2.58K +37.04% $0.00 9.54K Jan 5, 2022 Common Stock 2.58K Direct F1, F2, F3, F4
transaction KOP Restricted Stock Units Award $0 +1.41K $0.00 1.41K Jan 5, 2022 Common Stock 1.41K Direct F1, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.
F2 This Form 4 amendment is being filed to correct the number of performance share units awarded to the reporting person for the three-year performance period from January 1, 2019 through December 31, 2021.
F3 On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the three-year performance period from January 1, 2019 through December 31, 2021 have been satisfied.
F4 All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022, provided, however, in the event the reporting person undergoes eligible retirement prior to such date, then all units shall vest.
F5 This Form 4 amendment is being filed to correct the number of performance share units awarded to the reporting person for the one-year performance period from January 1, 2021 through December 31, 2021.
F6 On January 4, 2021, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2021 through December 31, 2021 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2024. If the Company's total shareholder return over the three-year period of January 1, 2021 through December 31, 2023 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.