Daniel R. Groves - Jan 5, 2022 Form 4/A - restatement Insider Report for Koppers Holdings Inc. (KOP)

Role: VP, Culture & Engagement
Signature: /s/Stephanie L. Apostolou, Attorney in Fact
Stock symbol: KOP
Transactions as of: Jan 5, 2022
Transactions value $: $0
Form type: 4/A - RESTATEMENT
Date filed: 2/17/2022, 01:59 PM
Date Of Original Report: Jan 7, 2022
Previous filing: May 18, 2021
Next filing: Feb 22, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KOP	Restricted Stock Units	Award	$0	+2.58K	+37.04%	$0.00	9.54K	Jan 5, 2022	Common Stock	2.58K		Direct	F1, F2, F3, F4
transaction	KOP	Restricted Stock Units	Award	$0	+1.41K		$0.00	1.41K	Jan 5, 2022	Common Stock	1.41K		Direct	F1, F5, F6

Explanation of Responses:

Id	Content
F1	Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.
F2	This Form 4 amendment is being filed to correct the number of performance share units awarded to the reporting person for the three-year performance period from January 1, 2019 through December 31, 2021.
F3	On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the three-year performance period from January 1, 2019 through December 31, 2021 have been satisfied.
F4	All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022, provided, however, in the event the reporting person undergoes eligible retirement prior to such date, then all units shall vest.
F5	This Form 4 amendment is being filed to correct the number of performance share units awarded to the reporting person for the one-year performance period from January 1, 2021 through December 31, 2021.
F6	On January 4, 2021, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2021 through December 31, 2021 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2024. If the Company's total shareholder return over the three-year period of January 1, 2021 through December 31, 2023 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.