Joseph P. Dowd - 05 Jan 2022 Form 4/A - Amendment Insider Report for Koppers Holdings Inc. (KOP)

Role
Global VP, Zero Harm
Signature
/s/Stephanie L. Apostolou, Attorney in Fact
Issuer symbol
KOP
Transactions as of
05 Jan 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
17 Feb 2022, 13:55:35 UTC
Date Of Original Report
07 Jan 2022
Previous filing
06 Jan 2022
Next filing
02 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KOP Restricted Stock Units Award $0 +2,633 +37% $0.000000 9,745 05 Jan 2022 Common Stock 2,633 Direct F1, F2, F3, F4
transaction KOP Restricted Stock Units Award $0 +1,370 $0.000000 1,370 05 Jan 2022 Common Stock 1,370 Direct F1, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.
F2 This Form 4 amendment is being filed to correct the number of performance share units awarded to the reporting person for the three-year performance period from January 1, 2019 through December 31, 2021.
F3 On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the three-year performance period from January 1, 2019 through December 31, 2021 have been satisfied.
F4 All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022.
F5 This Form 4 amendment is being filed to correct the number of performance share units awarded to the reporting person for the one-year performance period from January 1, 2021 through December 31, 2021.
F6 On January 4, 2021, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2021 through December 31, 2021 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2024. If the Company's total shareholder return over the three-year period of January 1, 2021 through December 31, 2023 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.