Charles E. Richardson - Feb 14, 2022 Form 4 Insider Report for Icosavax, Inc. (ICVX)

Role
SVP, Technical Operations
Signature
s/ Elizabeth Bekiroglu, Attorney-in-Fact for Charles E. Richardson
Stock symbol
ICVX
Transactions as of
Feb 14, 2022
Transactions value $
$62,188
Form type
4
Date filed
2/16/2022, 04:22 PM
Previous filing
Feb 14, 2022
Next filing
Aug 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICVX Common Stock Options Exercise $55.8K +66.4K +70% $0.84* 161K Feb 14, 2022 Direct
transaction ICVX Common Stock Options Exercise $6.43K +6.19K +3.84% $1.04* 167K Feb 14, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICVX Stock Option (Right to Buy) Options Exercise $0 -66.4K -60.42% $0.00 43.5K Feb 14, 2022 Common Stock 66.4K $0.84 Direct F1
transaction ICVX Stock Option (Right to Buy) Options Exercise $0 -6.19K -27.08% $0.00 16.7K Feb 14, 2022 Common Stock 6.19K $1.04 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares subject to the option vested on 9/13/2020, and 1/48th of the shares subject to the option vest monthly thereafter.
F2 25% of the shares subject to the option vested on 1/29/2022, and 1/48th of the shares subject to the option vest monthly thereafter.