Jonathan L. Steinberg - Feb 15, 2022 Form 4 Insider Report for WisdomTree Investments, Inc. (WT)

Signature
/s/ Marci Frankenthaler, Attorney-in-Fact
Stock symbol
WT
Transactions as of
Feb 15, 2022
Transactions value $
-$903,408
Form type
4
Date filed
2/16/2022, 03:40 PM
Previous filing
Apr 22, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WT Common Stock Sale -$903K -154K -1.82% $5.87 8.29M Feb 15, 2022 Direct F1, F2, F3
holding WT Common Stock 798 Feb 15, 2022 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2021. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
F2 The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.765 to $5.925, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
F3 Includes restricted stock awards vesting as to (i) 185,738 shares on January 25, 2023, (ii) 113,695 shares on January 25, 2024 and (iii) 72,571 shares on January 25, 2025.