Key facts
- This page summarizes Mark Pearson's Form 4 filing for Equitable Holdings, Inc. (EQH).
- 6 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 16 Feb 2022, 15:30.
Mark Pearson - 14 Feb 2022 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- EQH
- Reported as of
- 14 Feb 2022
- Net transaction value
- -$6,225,943
- SEC form
- 4
- Accepted by SEC
- 16 Feb 2022, 15:30:29 UTC
- Prior SEC filing
- 20 Jan 2022
- Next SEC filing
- 18 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ralph Petruzzo as attorney-in-fact for Mark Pearson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark Pearson filed Form 4 for Equitable Holdings, Inc. (EQH) on 16 Feb 2022.
Change
- Previous filing in this sequence was filed on 20 Jan 2022.
- Current net transaction value: -$6,225,943.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EQH
transaction
Common Stock
Tax liability
- Transaction value
- $377,175
- Shares
- -11,113
- Change %
- -3.4%
- Price
- $33.94
- Shares after
- 312,315
- Date
- 14 Feb 2022
- Ownership
- Direct
- Footnotes
- F1, F2
EQH
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +276,536
- Change %
- +89%
- Price
- $0.000000
- Shares after
- 588,851
- Date
- 14 Feb 2022
- Ownership
- Direct
- Footnotes
- F2, F3
EQH
transaction
Common Stock
Tax liability
- Transaction value
- $5,190,274
- Shares
- -152,925
- Change %
- -26%
- Price
- $33.94
- Shares after
- 435,926
- Date
- 14 Feb 2022
- Ownership
- Direct
- Footnotes
- F2, F4
EQH
transaction
Common Stock
Options Exercise
- Transaction value
- $374,800
- Shares
- +20,000
- Change %
- +4.6%
- Price
- $18.74
- Shares after
- 455,926
- Date
- 15 Feb 2022
- Ownership
- Direct
- Footnotes
- F2, F5
EQH
transaction
Common Stock
Sale
- Transaction value
- $1,033,293
- Shares
- -30,000
- Change %
- -6.6%
- Price
- $34.44
- Shares after
- 425,926
- Date
- 15 Feb 2022
- Ownership
- Direct
- Footnotes
- F2, F5, F6
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EQH
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -20,000
- Change %
- -2%
- Price
- $0.000000
- Shares after
- 986,400
- Date
- 15 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,000
- Exercise price
- $18.74
- Footnotes
- F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.
Footnote F2
Includes restricted stock units.
Footnote F3
Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2019 through December 31, 2021.
Footnote F4
Shares withheld to cover taxes upon vesting of the performance shares.
Footnote F5
The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.
Footnote F6
This transaction was executed in multiple trades at prices ranging from $34.0700 to $34.7100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F7
Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The option vests in three annual installments beginning on February 14, 2020.