SETH P. BERNSTEIN - 14 Feb 2022 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
Head of Investment Management and Research
Signature
/s/Ralph Petruzzo as attorney-in-fact for Seth P. Bernstein
Issuer symbol
EQH
Transactions as of
14 Feb 2022
Transactions value $
-$894,455
Form type
4
Filing time
16 Feb 2022, 15:15:38 UTC
Previous filing
14 Dec 2021
Next filing
18 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Tax liability -$66K -1.95K -5.14% $33.94 35.9K 14 Feb 2022 Direct F1, F2
transaction EQH Common Stock Award $0 +50.8K +141.37% $0.00 86.8K 14 Feb 2022 Direct F2, F3
transaction EQH Common Stock Tax liability -$828K -24.4K -28.13% $33.94 62.4K 14 Feb 2022 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.
F2 Includes restricted stock units.
F3 Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2019 through December 31, 2021.
F4 Shares withheld to cover taxes upon vesting of the performance shares.

Remarks:

Head of Investment Management and Research