Terry M. Rich - Feb 15, 2022 Form 4 Insider Report for SURGALIGN HOLDINGS, INC. (SRGA)

Role
President and CEO, Director
Signature
by Jessica Rumschlag as attorney in fact
Stock symbol
SRGA
Transactions as of
Feb 15, 2022
Transactions value $
$199,946
Form type
4
Date filed
2/16/2022, 10:43 AM
Previous filing
Aug 13, 2021
Next filing
Aug 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRGA Common Stock Purchase $200K +435K +15.58% $0.46 3.23M Feb 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRGA Warrants (right to buy) Purchase $32.60 +326K +74.26% $0.00* 765K Feb 15, 2022 Common Stock 326K $0.60 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total shares includes 17,985 shares purchased under the Company's Employee Stock Purchase Plan on December 31, 2021, which is exempt under Rule 16b-3(c).