Steven Tsavaris - Feb 16, 2022 Form 3/A - Amendment Insider Report for Ponce Financial Group, Inc. (PDLB)

Signature
/s/Frank Perez, as attorney in fact
Stock symbol
PDLB
Transactions as of
Feb 16, 2022
Transactions value $
$0
Form type
3/A - Amendment
Date filed
2/16/2022, 09:44 AM
Date Of Original Report
Jan 28, 2022
Previous filing
Jan 28, 2022
Next filing
Apr 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PDLB Common Stock 282K Feb 16, 2022 Direct F1
holding PDLB Common Stock 27.9K Feb 16, 2022 By Wife
holding PDLB Common Stock 8.32K Feb 16, 2022 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PDLB Stock Options Feb 16, 2022 Common Stock 62.2K $9.15 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 82,946 shares of restricted stock units, of which 41,473 shares vest on December 4, 2022 and the remainder vest on December 4, 2023.
F2 Stock Options vest annually at a rate of 20% per year commencing on December 4, 2019.
F3 This amendment to Form 3 is filed to correct the exercise price of the options, which was incorrectly reported in the prior form.