Carlos P. Naudon - Feb 16, 2022 Form 3/A - Amendment Insider Report for Ponce Financial Group, Inc. (PDLB)

Role: President & CEO, Director
Signature: /s/Frank Perez, as attorney in fact
Stock symbol: PDLB
Transactions as of: Feb 16, 2022
Transactions value $: $0
Form type: 3/A - Amendment
Date filed: 2/16/2022, 09:40 AM
Date Of Original Report: Jan 28, 2022
Previous filing: Jan 28, 2022
Next filing: Apr 5, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PDLB	Common Stock						229K	Feb 16, 2022	Direct	F1
holding	PDLB	Common Stock						52.2K	Feb 16, 2022	By IRA
holding	PDLB	Common Stock						20K	Feb 16, 2022	By Banking Spectrum Inc
holding	PDLB	Common Stock						8.32K	Feb 16, 2022	By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	PDLB	Stock Options							Feb 16, 2022	Common Stock	62.2K	$9.15	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 82,946 shares of restricted stock units, of which 41,473 share vest on December 4, 2022 and and the remainder vest on December 4, 2023.
F2	Stock Options vest annually at a rate of 20% per year commencing on December 4, 2019.
F3	This amendment to Form 3 is filed to correct the exercise price of the options, which was incorrectly reported in the prior form.