Elizabeth M. O'Callahan - Feb 3, 2022 Form 3 Insider Report for NetApp, Inc. (NTAP)

Role
EVP, GC and Secretary
Signature
By: Roberta S Cohen Attorney-in-Fact For: Elizabeth M O'Callahan
Stock symbol
NTAP
Transactions as of
Feb 3, 2022
Transactions value $
$0
Form type
3
Date filed
2/15/2022, 03:50 PM
Next filing
May 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NTAP Common Stock 331 Feb 3, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NTAP Restricted Stock Unit Feb 3, 2022 Common Stock 875 $0.00 Direct F1, F2
holding NTAP Restricted Stock Unit Feb 3, 2022 Common Stock 2K $0.00 Direct F2, F3
holding NTAP Restricted Stock Unit Feb 3, 2022 Common Stock 3.75K $0.00 Direct F2, F4
holding NTAP Restricted Stock Unit Feb 3, 2022 Common Stock 28.7K $0.00 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 1, 2018, the reporting person was granted 3,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
F2 Restricted stock units convert into common stock on a one-for-one basis.
F3 On June 3, 2019, the reporting person was granted 4,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.
F4 On July 1, 2020, the reporting person was granted 5,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.
F5 On July 1, 2021, the reporting person was granted 28,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.