Bryan M. Hackworth - 11 Feb 2022 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Feb 2022, 14:38:30 UTC
Prior SEC filing
11 Feb 2022
Next SEC filing
13 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Bryan M. Hackworth, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated August 5, 2006 (attached)

Key filing fact

Bryan M. Hackworth filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 15 Feb 2022.

Key facts

  • This page summarizes Bryan M. Hackworth's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
  • 10 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 15 Feb 2022, 14:38.

Change

  • Previous filing in this sequence was filed on 11 Feb 2022.
  • Current net transaction value: -$726,544.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UEIC transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,683
Change %
+3.4%
Price
Shares after
51,825
Date
11 Feb 2022
Ownership
Direct
Footnotes
F1
UEIC transaction

Common Stock

Tax liability

Transaction value
$35,073
Shares
-993
Change %
-1.9%
Price
$35.32
Shares after
50,832
Date
11 Feb 2022
Ownership
Direct
Footnotes
F2, F3
UEIC transaction

Common Stock

Options Exercise

Transaction value
Shares
+542
Change %
+1.1%
Price
Shares after
51,374
Date
12 Feb 2022
Ownership
Direct
Footnotes
F1
UEIC transaction

Common Stock

Tax liability

Transaction value
$11,302
Shares
-320
Change %
-0.62%
Price
$35.32
Shares after
51,054
Date
12 Feb 2022
Ownership
Direct
Footnotes
F2, F3
UEIC transaction

Common Stock

Options Exercise

Transaction value
Shares
+923
Change %
+1.8%
Price
Shares after
51,977
Date
13 Feb 2022
Ownership
Direct
Footnotes
F1
UEIC transaction

Common Stock

Tax liability

Transaction value
$18,543
Shares
-525
Change %
-1%
Price
$35.32
Shares after
51,452
Date
13 Feb 2022
Ownership
Direct
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UEIC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,683
Change %
-9.7%
Price
$0.000000
Shares after
15,677
Date
11 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,683
Exercise price
Footnotes
F1, F4
UEIC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-542
Change %
-3.5%
Price
$0.000000
Shares after
15,135
Date
12 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
542
Exercise price
Footnotes
F1, F4
UEIC transaction Derivative

Employee Stock Option (Rt. To Buy)

Other

Transaction value
$661,626
Shares
-10,095
Change %
-6.3%
Price
$65.54*
Shares after
150,470
Date
12 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,095
Exercise price
$65.54
Footnotes
F5, F6
UEIC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-923
Change %
-6.1%
Price
$0.000000
Shares after
14,212
Date
13 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
923
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Footnote F2

This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

Footnote F3

Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Footnote F4

The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Footnote F5

These stock options expired without exercise.

Footnote F6

This figure represents an aggregate number of stock options held by Reporting Person.

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