Omid Farokhzad - 14 Feb 2022 Form 5/A - Amendment Insider Report for Seer, Inc. (SEER)

Role
CEO and Chair of the Board, Director, 10%+ Owner
Signature
/s/ Elona Kogan, by power of attorney
Issuer symbol
SEER
Transactions as of
14 Feb 2022
Net transactions value
$0
Form type
5/A - Amendment
Filing time
14 Feb 2022, 18:59:57 UTC
Date Of Original Report
11 Feb 2022
Previous filing
10 Feb 2022
Next filing
13 Jun 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEER Class B Common Stock Gift $0 +134,579 $0.000000 134,579 22 Sep 2021 Class A Common Stock 134,579 Direct F1
transaction SEER Class B Common Stock Gift $0 -134,579 -6% $0.000000 2,117,138 22 Sep 2021 Class A Common Stock 134,579 See footnote F1, F2
holding SEER Class B Common Stock 1,303,478 14 Feb 2022 Class A Common Stock 1,303,478 See footnote F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into Class A Common Stock on a one-to-one basis at the reporting person's election at any time until December 8, 2025.
F2 The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3 The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.