Robert J. Sprowls - 04 Feb 2022 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
President & CEO
Signature
/s/ Robert J. Sprowls
Issuer symbol
AWR
Transactions as of
04 Feb 2022
Net transactions value
-$109,772
Form type
4
Filing time
11 Feb 2022, 19:37:23 UTC
Previous filing
02 Feb 2022
Next filing
16 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $2,719 +34 +0.02% $78.85 149,963 02 Jun 2022 Direct F1
transaction AWR Common Shares Award $0 +490 +0.33% $0.000000 150,452 04 Jun 2021 Direct F2
transaction AWR Common Shares Award $2,975 +32 +0.02% $93.85 150,484 02 Sep 2021 Direct F3
transaction AWR Common Shares Award $0 +457 +0.3% $0.000000 150,941 03 Sep 2021 Direct F2
transaction AWR Common Shares Award $2,986 +32 +0.02% $94.10 150,973 01 Dec 2021 Direct F4
transaction AWR Common Shares Award $0 +446 +0.3% $0.000000 151,419 03 Dec 2021 Direct F2
transaction AWR Common Shares Disposed to Issuer $0 -3 -0% $0.000000 151,416 04 Feb 2022 Direct F5
transaction AWR Common Shares Award $0 +6 +1.3% $0.000000 480 04 Feb 2022 401k F6
transaction AWR Common Shares Tax liability $41,223 -460 -0.3% $89.69 150,957 04 Feb 2022 Direct F7
transaction AWR Common Shares Tax liability $34,246 -382 -0.25% $89.69 150,575 04 Feb 2022 Direct F8
transaction AWR Common Shares Tax liability $42,982 -479 -0.32% $89.69 150,096 04 Feb 2022 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER Units credited on 06/02/2021 as dividend at FMV
F2 Updated DRIP
F3 DER Units credited on 09/01/2021 as dividend at FMV
F4 DER units credited on 12/01/2021 as dividend at FMV
F5 Adjustment due to partial share
F6 Updated 401k Information
F7 459.6184 shares withheld to satisfy tax liability.
F8 381.8256 shares withheld to satisfy tax liability.
F9 479.2337 shares withheld to satisfy tax liability.