Robert J. Sprowls - Feb 4, 2022 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
President & CEO
Signature
/s/ Robert J. Sprowls
Stock symbol
AWR
Transactions as of
Feb 4, 2022
Transactions value $
-$109,772
Form type
4
Date filed
2/11/2022, 07:37 PM
Previous filing
Feb 2, 2022
Next filing
Mar 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $2.72K +34.5 +0.02% $78.85 150K Jun 2, 2022 Direct F1
transaction AWR Common Shares Award $0 +490 +0.33% $0.00 150K Jun 4, 2021 Direct F2
transaction AWR Common Shares Award $2.97K +31.7 +0.02% $93.85 150K Sep 2, 2021 Direct F3
transaction AWR Common Shares Award $0 +457 +0.3% $0.00 151K Sep 3, 2021 Direct F2
transaction AWR Common Shares Award $2.99K +31.7 +0.02% $94.10 151K Dec 1, 2021 Direct F4
transaction AWR Common Shares Award $0 +446 +0.3% $0.00 151K Dec 3, 2021 Direct F2
transaction AWR Common Shares Disposed to Issuer $0 -2.75 0% $0.00 151K Feb 4, 2022 Direct F5
transaction AWR Common Shares Award $0 +6.22 +1.31% $0.00 480 Feb 4, 2022 401k F6
transaction AWR Common Shares Tax liability -$41.2K -460 -0.3% $89.69 151K Feb 4, 2022 Direct F7
transaction AWR Common Shares Tax liability -$34.2K -382 -0.25% $89.69 151K Feb 4, 2022 Direct F8
transaction AWR Common Shares Tax liability -$43K -479 -0.32% $89.69 150K Feb 4, 2022 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER Units credited on 06/02/2021 as dividend at FMV
F2 Updated DRIP
F3 DER Units credited on 09/01/2021 as dividend at FMV
F4 DER units credited on 12/01/2021 as dividend at FMV
F5 Adjustment due to partial share
F6 Updated 401k Information
F7 459.6184 shares withheld to satisfy tax liability.
F8 381.8256 shares withheld to satisfy tax liability.
F9 479.2337 shares withheld to satisfy tax liability.