Joseph Ennen - Feb 9, 2022 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
CEO, Director
Signature
/s/ Jill Barnett, attorney-in-fact
Stock symbol
STKL
Transactions as of
Feb 9, 2022
Transactions value $
-$38,849
Form type
4
Date filed
2/11/2022, 06:42 PM
Previous filing
May 20, 2021
Next filing
Mar 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +13.4K +0.99% 1.37M Feb 9, 2022 Direct F1
transaction STKL Common Shares Tax liability -$38.8K -7.33K -0.53% $5.30 1.36M Feb 9, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Restricted Stock Units Options Exercise $0 -13.4K -33.33% $0.00 26.9K Feb 9, 2022 Common Shares 13.4K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3 The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022, subject to the continued employment of the reporting person through each such vesting date.
F4 The Restricted Stock Units do not have an expiration date.