Patrick Kubiak - Feb 4, 2022 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
VP of Asset Management
Signature
/s/ Patrick Kubiak
Stock symbol
AWR
Transactions as of
Feb 4, 2022
Transactions value $
-$3,659
Form type
4
Date filed
2/11/2022, 06:41 PM
Previous filing
Feb 2, 2022
Next filing
Jun 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $13.30 +0.169 +0.01% $78.85 1.13K Jun 2, 2021 Direct F1
transaction AWR Common Shares Award $14.60 +0.156 +0.01% $93.85 1.13K Sep 1, 2021 Direct F2
transaction AWR Common Shares Award $143 +1.52 +0.13% $94.10 1.13K Dec 1, 2021 Direct F3
transaction AWR Common Shares Disposed to Issuer $0 -0.0323 0% $0.00 1.13K Feb 4, 2022 Direct F4
transaction AWR Common Shares Tax liability -$1.23K -13.8 -1.21% $89.69 1.12K Feb 4, 2022 Direct F5
transaction AWR Common Shares Tax liability -$1.12K -12.4 -1.11% $89.69 1.11K Feb 4, 2022 Direct F6
transaction AWR Common Shares Tax liability -$1.48K -16.5 -1.49% $89.69 1.09K Feb 4, 2022 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER Units credited on 06/02/2021 as dividend at FMV
F2 DER Units credited on 09/01/2020 as dividend at FMV
F3 DER units credited on 12/01/2021 as dividend at FMV
F4 Adjustment due to partial share
F5 13.7506 shares withheld to satisfy tax liability.
F6 12.4411 shares withheld to satisfy tax liability.
F7 16.5120 shares withheld to satisfy tax liability.