Patrick Kubiak - 04 Feb 2022 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
VP of Asset Management
Signature
/s/ Patrick Kubiak
Issuer symbol
AWR
Transactions as of
04 Feb 2022
Net transactions value
-$3,659
Form type
4
Filing time
11 Feb 2022, 18:41:39 UTC
Previous filing
02 Feb 2022
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $13.33 +0 +0.01% $78.85 1,131 02 Jun 2021 Direct F1
transaction AWR Common Shares Award $14.59 +0 +0.01% $93.85 1,131 01 Sep 2021 Direct F2
transaction AWR Common Shares Award $143 +2 +0.13% $94.10 1,133 01 Dec 2021 Direct F3
transaction AWR Common Shares Disposed to Issuer $0 -0 -0% $0.000000 1,133 04 Feb 2022 Direct F4
transaction AWR Common Shares Tax liability $1,233 -14 -1.2% $89.69 1,119 04 Feb 2022 Direct F5
transaction AWR Common Shares Tax liability $1,116 -12 -1.1% $89.69 1,107 04 Feb 2022 Direct F6
transaction AWR Common Shares Tax liability $1,481 -17 -1.5% $89.69 1,090 04 Feb 2022 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER Units credited on 06/02/2021 as dividend at FMV
F2 DER Units credited on 09/01/2020 as dividend at FMV
F3 DER units credited on 12/01/2021 as dividend at FMV
F4 Adjustment due to partial share
F5 13.7506 shares withheld to satisfy tax liability.
F6 12.4411 shares withheld to satisfy tax liability.
F7 16.5120 shares withheld to satisfy tax liability.