Jill Barnett - Feb 9, 2022 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
Chief Administrative Officer
Signature
/s/ Jill Barnett
Stock symbol
STKL
Transactions as of
Feb 9, 2022
Transactions value $
-$8,968
Form type
4
Date filed
2/11/2022, 06:33 PM
Previous filing
Jul 13, 2021
Next filing
Apr 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +3.1K +2.43% 131K Feb 9, 2022 Direct F1, F2
transaction STKL Common Shares Tax liability -$8.97K -1.69K -1.3% $5.30 129K Feb 9, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Restricted Stock Units Options Exercise $0 -3.1K -33.33% $0.00 6.21K Feb 9, 2022 Common Shares 3.1K Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 Includes 945 shares acquired under the STKL stock purchase plan from September 2021 to December 2021.
F3 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F4 The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022, subject to the continued employment of the reporting person through each such vesting date.
F5 The Restricted Stock Units do not have an expiration date.