Gladys Farrow - 04 Feb 2022 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
Vice President
Signature
/s/ Gladys M. Farrow
Issuer symbol
AWR
Transactions as of
04 Feb 2022
Net transactions value
-$17,940
Form type
4
Filing time
11 Feb 2022, 18:25:09 UTC
Previous filing
02 Feb 2022
Next filing
16 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $486 +6 +0.09% $78.85 7,078 02 Jun 2021 Direct F1
transaction AWR Common Shares Award $532 +6 +0.08% $93.85 7,084 01 Sep 2021 Direct F2
transaction AWR Common Shares Award $534 +6 +0.08% $94.10 7,089 01 Dec 2021 Direct F3
transaction AWR Common Shares Disposed to Issuer $0 -3 -0.04% $0.000000 7,087 04 Feb 2022 Direct F4
transaction AWR Common Shares Tax liability $7,634 -85 -1.2% $89.69 7,002 04 Feb 2022 Direct F5
transaction AWR Common Shares Tax liability $5,137 -57 -0.82% $89.69 6,944 04 Feb 2022 Direct F6
transaction AWR Common Shares Tax liability $6,721 -75 -1.1% $89.69 6,869 04 Feb 2022 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER Units credited on 06/02/2021 as dividend at FMV
F2 DER Units credited on 09/01/2021 as dividend at FMV
F3 DER units credited on 12/01/2021 as dividend at FMV
F4 Adjustment due to partial share
F5 85.1105 shares withheld to satisfy tax liability.
F6 57.2794 shares withheld to satisfy tax liability.
F7 74.9307 shares withheld to satisfy tax liability.