Gladys Farrow - Feb 4, 2022 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
Vice President
Signature
/s/ Gladys M. Farrow
Stock symbol
AWR
Transactions as of
Feb 4, 2022
Transactions value $
-$17,940
Form type
4
Date filed
2/11/2022, 06:25 PM
Previous filing
Feb 2, 2022
Next filing
Mar 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $486 +6.16 +0.09% $78.85 7.08K Jun 2, 2021 Direct F1
transaction AWR Common Shares Award $532 +5.66 +0.08% $93.85 7.08K Sep 1, 2021 Direct F2
transaction AWR Common Shares Award $534 +5.67 +0.08% $94.10 7.09K Dec 1, 2021 Direct F3
transaction AWR Common Shares Disposed to Issuer $0 -2.53 -0.04% $0.00 7.09K Feb 4, 2022 Direct F4
transaction AWR Common Shares Tax liability -$7.63K -85.1 -1.2% $89.69 7K Feb 4, 2022 Direct F5
transaction AWR Common Shares Tax liability -$5.14K -57.3 -0.82% $89.69 6.94K Feb 4, 2022 Direct F6
transaction AWR Common Shares Tax liability -$6.72K -74.9 -1.08% $89.69 6.87K Feb 4, 2022 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER Units credited on 06/02/2021 as dividend at FMV
F2 DER Units credited on 09/01/2021 as dividend at FMV
F3 DER units credited on 12/01/2021 as dividend at FMV
F4 Adjustment due to partial share
F5 85.1105 shares withheld to satisfy tax liability.
F6 57.2794 shares withheld to satisfy tax liability.
F7 74.9307 shares withheld to satisfy tax liability.