Eva G. Tang - 04 Feb 2022 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
Sr. Vice President & CFO
Signature
/s/ Eva G. Tang
Issuer symbol
AWR
Transactions as of
04 Feb 2022
Net transactions value
-$25,221
Form type
4
Filing time
11 Feb 2022, 18:18:58 UTC
Previous filing
02 Feb 2022
Next filing
16 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $681 +7 +0.02% $93.85 36,174 01 Sep 2021 Direct F1
transaction AWR Common Shares Award $0 +23 +0.06% $0.000000 36,197 03 Sep 2021 Direct F2
transaction AWR Common Shares Award $684 +7 +0.02% $94.10 36,204 01 Dec 2021 Direct F3
transaction AWR Common Shares Award $0 +22 +0.06% $0.000000 36,226 03 Dec 2021 Direct F2
transaction AWR Common Shares Disposed to Issuer $0 -2 -0.01% $0.000000 36,224 04 Feb 2022 Direct F4
transaction AWR Common Shares Award $0 +113 +1.4% $0.000000 8,172 04 Feb 2022 401k F5
transaction AWR Common Shares Tax liability $10,078 -112 -0.31% $89.69 36,111 04 Feb 2022 Direct F6
transaction AWR Common Shares Tax liability $7,129 -79 -0.22% $89.69 36,032 04 Feb 2022 Direct F7
transaction AWR Common Shares Tax liability $9,380 -105 -0.29% $89.69 35,927 04 Feb 2022 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER Units credited on 09/01/2020 as dividend at FMV
F2 Updated DRIP
F3 DER units credited on 12/01/2021 as dividend at FMV
F4 Adjustment due to partial share
F5 Updated 401k Information
F6 112.3631 shares withheld to satisfy tax liability.
F7 79.4875 shares withheld to satisfy tax liability.
F8 104.5810 shares withheld to satisfy tax liability.