Eva G. Tang - Feb 4, 2022 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
Sr. Vice President & CFO
Signature
/s/ Eva G. Tang
Stock symbol
AWR
Transactions as of
Feb 4, 2022
Transactions value $
-$25,221
Form type
4
Date filed
2/11/2022, 06:18 PM
Previous filing
Feb 2, 2022
Next filing
Mar 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $681 +7.26 +0.02% $93.85 36.2K Sep 1, 2021 Direct F1
transaction AWR Common Shares Award $0 +22.5 +0.06% $0.00 36.2K Sep 3, 2021 Direct F2
transaction AWR Common Shares Award $684 +7.27 +0.02% $94.10 36.2K Dec 1, 2021 Direct F3
transaction AWR Common Shares Award $0 +22 +0.06% $0.00 36.2K Dec 3, 2021 Direct F2
transaction AWR Common Shares Disposed to Issuer $0 -2.49 -0.01% $0.00 36.2K Feb 4, 2022 Direct F4
transaction AWR Common Shares Award $0 +113 +1.4% $0.00 8.17K Feb 4, 2022 401k F5
transaction AWR Common Shares Tax liability -$10.1K -112 -0.31% $89.69 36.1K Feb 4, 2022 Direct F6
transaction AWR Common Shares Tax liability -$7.13K -79.5 -0.22% $89.69 36K Feb 4, 2022 Direct F7
transaction AWR Common Shares Tax liability -$9.38K -105 -0.29% $89.69 35.9K Feb 4, 2022 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER Units credited on 09/01/2020 as dividend at FMV
F2 Updated DRIP
F3 DER units credited on 12/01/2021 as dividend at FMV
F4 Adjustment due to partial share
F5 Updated 401k Information
F6 112.3631 shares withheld to satisfy tax liability.
F7 79.4875 shares withheld to satisfy tax liability.
F8 104.5810 shares withheld to satisfy tax liability.