William P. Noglows - 31 Dec 2021 Form 5 Insider Report for ASPEN AEROGELS INC (ASPN)

Role
Director
Signature
/s/ Poongunran Muthukumaran, Attorney-in-Fact
Issuer symbol
ASPN
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
11 Feb 2022, 17:39:03 UTC
Previous filing
06 Dec 2021
Next filing
09 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASPN Common Stock Gift $0 -20,000 -23% $0.000000 66,532 07 Sep 2021 Direct F1
transaction ASPN Common Stock Gift $0 +20,000 $0.000000 20,000 07 Sep 2021 See Footnote F1, F2
transaction ASPN Common Stock Gift $0 -10,000 -50% $0.000000 10,000 08 Oct 2021 See Footnote F2, F3
transaction ASPN Common Stock Gift $0 +10,000 $0.000000 10,000 08 Oct 2021 See Footnote F3, F4
transaction ASPN Common Stock Gift $0 -10,000 -100% $0.000000* 0 08 Oct 2021 See Footnote F2, F5
transaction ASPN Common Stock Gift $0 +10,000 $0.000000 10,000 08 Oct 2021 See Footnote F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were transferred by the reporting person to a trust, of which the reporting person's spouse is the Trustee ("Trust I"), as a bona fide gift for which no payment of consideration was received by Mr. Noglows.
F2 The shares of common stock are held by Trust I, of which the reporting person's spouse is the Trustee.
F3 These shares of common stock were transferred by Trust I, to a trust for the benefit of one Mr. Noglows' children ("Trust II"), as a bona fide gift for which no payment of consideration was received by Trust I. Mr. Noglows is the Trustee of Trust II.
F4 The shares of common stock are held by Trust II, of which the reporting person is the Trustee.
F5 These shares of common stock were transferred by Trust I, to a trust for the benefit of another one of Mr. Noglows' children ("Trust III"), as a bona fide gift for which no payment of consideration was received by Trust I. Mr. Noglows is the Trustee of Trust III.
F6 The shares of common stock are held by Trust III, of which the reporting person is the Trustee.