Peter S. Garcia - 07 Feb 2022 Form 4 Insider Report for ALX ONCOLOGY HOLDINGS INC (ALXO)

Role
Chief Financial Officer
Signature
/s/ Peter Garcia
Issuer symbol
ALXO
Transactions as of
07 Feb 2022
Net transactions value
+$67,305
Form type
4
Filing time
08 Feb 2022, 19:23:56 UTC
Previous filing
14 Dec 2021
Next filing
17 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALXO Common Stock Options Exercise $27,079 +6,637 +70% $4.08 16,120 07 Feb 2022 Direct F1
transaction ALXO Common Stock Options Exercise $40,226 +8,363 +52% $4.81 24,483 07 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALXO Employee Stock Option (right to buy) Options Exercise $0 -6,637 -6.9% $0.000000 89,022 07 Feb 2022 Common Stock 6,637 $4.08 Direct F2
transaction ALXO Employee Stock Option (right to buy) Options Exercise $0 -8,363 -29% $0.000000 20,813 07 Feb 2022 Common Stock 8,363 $4.81 Direct F4
holding ALXO Employee Stock Option (right to buy) 60,468 07 Feb 2022 Common Stock 60,468 $4.08 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 152 shares acquired under the Issuer's employee stock purchase plan on December 31, 2021.
F2 The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 2, 2021 and 1/36th of the remaining shares vest monthly thereafter.
F3 The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on March 9, 2021 and 1/36th of the remaining shares vest monthly thereafter.
F4 One-fourth of the shares subject to the option vest on April 27, 2021 and 1/36th of the remaining shares vest monthly thereafter.