Priyanka Singh - 03 Feb 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief People Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Feb 2022
Net transactions value
-$17,799
Form type
4
Filing time
07 Feb 2022, 16:41:46 UTC
Previous filing
30 Dec 2021
Next filing
07 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +5,381 5,381 03 Feb 2022 Direct F1
transaction COMP Class A Common Stock Tax liability $17,799 -2,253 -42% $7.90 3,128 03 Feb 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -5,381 -12% $0.000000 37,672 03 Feb 2022 Class A Common Stock 5,381 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 12.5% of the total shares on January 15, 2022 and 6.25% quarterly thereafter, with 100% of the total shares vested on July 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.The RSU award was granted on December 29, 2021.