Priyanka Singh - Feb 3, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Feb 3, 2022
Transactions value $
-$17,799
Form type
4
Date filed
2/7/2022, 04:41 PM
Previous filing
Dec 30, 2021
Next filing
Mar 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +5.38K 5.38K Feb 3, 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$17.8K -2.25K -41.87% $7.90 3.13K Feb 3, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -5.38K -12.5% $0.00 37.7K Feb 3, 2022 Class A Common Stock 5.38K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 12.5% of the total shares on January 15, 2022 and 6.25% quarterly thereafter, with 100% of the total shares vested on July 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.The RSU award was granted on December 29, 2021.