Andrea Loewen - Feb 7, 2022 Form 3 Insider Report for REATA PHARMACEUTICALS INC (RETA)

Role
SVP, Global Regulatory Affairs
Signature
/s/ Tracy Herson, attorney-in-fact
Stock symbol
RETA
Transactions as of
Feb 7, 2022
Transactions value $
$0
Form type
3
Date filed
2/7/2022, 03:18 PM
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RETA Class A common stock 32.9K Feb 7, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RETA Employee Stock Option (right to buy) Feb 7, 2022 Class A common stock 11.3K $196.23 Direct F2
holding RETA Employee Stock Option (right to buy) Feb 7, 2022 Class A common stock 9K $121.29 Direct F3
holding RETA Employee Stock Option (right to buy) Feb 7, 2022 Class A common stock 50K $27.32 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares represent 543 shares of Class A common stock; 750 Restricted Stock Units (RSU), which vest in equal installments on April 26, 2022, April 26, 2023, and April 26, 2024, subject to continued service through each vesting date; 4,500 RSUs, which vest in equal installments on March 6, 2022, March 6, 2023, March 6, 2024, and March 6, 2025, subject to continued service through each vesting date; 2,250 RSUs, which vest in equal installments on March 1, 2022, March 1, 2023, and March 1, 2024, subject to continued service through each vesting date; and 25,000 RSUs, which vest in equal installments on March 6, 2023, March 6, 2024, March 6, 2025, and March 6, 2026, subject to continued service through each vesting date.
F2 The options vest 25% on February 24, 2021 and in 12 equal quarterly installments thereafter, subject to continued service through each vesting date.
F3 The options vest in sixteen equal quarterly installments beginning on April 4, 2021, subject to continued service through each vesting date.
F4 The options vest in sixteen equal quarterly installments beginning on April 3, 2022, subject to continued service through each vesting date.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney