Samina Khan - Feb 7, 2022 Form 3 Insider Report for REATA PHARMACEUTICALS INC (RETA)

Role
SVP, Chief Medical Officer
Signature
/s/ Tracy Herson, attorney-in-fact
Stock symbol
RETA
Transactions as of
Feb 7, 2022
Transactions value $
$0
Form type
3
Date filed
2/7/2022, 03:11 PM
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RETA Class A common stock 35.1K Feb 7, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RETA Employee Stock Option (right to buy) Feb 7, 2022 Class A common stock 20K $155.64 Direct F2
holding RETA Employee Stock Option (right to buy) Feb 7, 2022 Class A common stock 10.1K $121.29 Direct F3
holding RETA Employee Stock Option (right to buy) Feb 7, 2022 Class A common stock 50K $27.32 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares represent 924 shares of Class A stock; 1,875 Restricted Stock Units (RSU), which vest in equal installments on April 26, 2022, April 26, 2023, and April 26, 2024, subject to continued service through each vesting date; 5,100 RSUs, which vest in equal installments on March 6, 2022, March 6, 2023, March 6, 2024, and March 6, 2025, subject to continued service through each vesting date; 2,250 RSUs, which vest in equal installments on September 1, 2022, September 1, 2023, and September 1, 2024, subject to continued service through each vesting date; and 25,000 RSUs, which vest in equal installments on March 6, 2023, March 6, 2024, March 6, 2025, and March 6, 2026, subject to continued service through each vesting date.
F2 The options vest 25% on July 7, 2021 and in 12 equal quarterly installments thereafter, subject to continued service through each vesting date.
F3 The options vest in sixteen equal quarterly installments beginning on April 4, 2021, subject to continued service through each vesting date.
F4 The options vest in sixteen equal quarterly installments beginning on April 3, 2022, subject to continued service through each vesting date.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney