Novo Holdings A/S - Feb 3, 2022 Form 3 Insider Report for Arcellx, Inc. (ACLX)

Role
10%+ Owner
Signature
/s/ Barbara Fiorini Due, General Counsel, Novo Holdings A/S
Stock symbol
ACLX
Transactions as of
Feb 3, 2022
Transactions value $
$0
Form type
3
Date filed
2/3/2022, 05:04 PM
Previous filing
Nov 10, 2021
Next filing
Feb 9, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ACLX SERIES A PREFERRED STOCK Feb 3, 2022 COMMON STOCK 1.55M Direct F1
holding ACLX SERIES B-1 PREFERRED STOCK Feb 3, 2022 COMMON STOCK 667K Direct F1
holding ACLX SERIES B-2 PREFERRED STOCK Feb 3, 2022 COMMON STOCK 533K Direct F1
holding ACLX SERIES C PREFERRED STOCK Feb 3, 2022 COMMON STOCK 433K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, and Series C Preferred Stock will convert automatically into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.