Novo Holdings A/S - 03 Feb 2022 Form 3 Insider Report for Arcellx, Inc. (ACLX)

Role
10%+ Owner
Signature
/s/ Barbara Fiorini Due, General Counsel, Novo Holdings A/S
Issuer symbol
ACLX
Transactions as of
03 Feb 2022
Net transactions value
$0
Form type
3
Filing time
03 Feb 2022, 17:04:02 UTC
Previous filing
10 Nov 2021
Next filing
09 Feb 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ACLX SERIES A PREFERRED STOCK 03 Feb 2022 COMMON STOCK 1,550,309 Direct F1
holding ACLX SERIES B-1 PREFERRED STOCK 03 Feb 2022 COMMON STOCK 666,651 Direct F1
holding ACLX SERIES B-2 PREFERRED STOCK 03 Feb 2022 COMMON STOCK 533,389 Direct F1
holding ACLX SERIES C PREFERRED STOCK 03 Feb 2022 COMMON STOCK 433,196 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, and Series C Preferred Stock will convert automatically into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.