Ralph Schlosstein - Dec 31, 2021 Form 5 Insider Report for Evercore Inc. (EVR)

Role
Co-CEO/Co-Chairman, Director
Signature
/s/ Jason Klurfeld, as Attorney-in-Fact
Stock symbol
EVR
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/3/2022, 03:43 PM
Previous filing
Nov 24, 2021
Next filing
Feb 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EVR Shares of Class A common stock, par value $0.01 per share Gift $0 -10K -4.42% $0.00 216K Mar 12, 2021 Direct F1
holding EVR Shares of Class B common stock, par value $0.01 per share 1 Dec 31, 2021 Direct
holding EVR Shares of Class B common stock, par value $0.01 per share 1 Dec 31, 2021 Share held in trust. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EVR Partnership units of Evercore LP 1.5K Dec 31, 2021 Shares of Class A common stock, par value $0.01 per share 1.5K Shares held in trust. F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Schlosstein has made a bona fide gift of these shares of Class A Common Stock to an unaffiliated not-for-profit institution.
F2 These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
F3 Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.