Roger C. Altman - 31 Dec 2021 Form 5 Insider Report for Evercore Inc. (EVR)

Role
Founder and Senior Chairman, Director
Signature
/s/ Jason Klurfeld, as Attorney-in-Fact
Issuer symbol
EVR
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
03 Feb 2022, 15:43:13 UTC
Next filing
08 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EVR Shares of Class A common stock, par value $0.01 per share Gift $0 -1,700 -1.1% $0.000000 155,760 17 Feb 2021 Direct F1
transaction EVR Shares of Class A common stock, par value $0.01 per share Gift $0 -860 -0.55% $0.000000 154,900 17 Feb 2021 Direct F1
transaction EVR Shares of Class A common stock, par value $0.01 per share Gift $0 -2,450 -1.6% $0.000000 152,450 25 Feb 2021 Direct F1
transaction EVR Shares of Class A common stock, par value $0.01 per share Gift $0 -15,000 -9.8% $0.000000 137,450 09 Mar 2021 Direct F1
transaction EVR Shares of Class A common stock, par value $0.01 per share Gift $0 -12,000 -8.7% $0.000000 125,450 30 Jul 2021 Direct F1
holding EVR Shares of Class B common stock, par value $0.01 per share 1 31 Dec 2021 Direct
holding EVR Shares of Class B common stock, par value $0.01 per share 1 31 Dec 2021 Share held in trust. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVR Partnership units of Evercore LP Gift $0 -33,400 -9.1% $0.000000 333,384 01 Nov 2021 Shares of Class A common stock, par value $0.01 per share 33,400 Direct F3, F4
holding EVR Partnership units of Evercore LP 287,536 31 Dec 2021 Shares of Class A common stock, par value $0.01 per share 287,536 Shares held in trust. F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Altman has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.
F2 These securities are held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
F3 Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.
F4 Mr. Altman has made a bona fide gift of these Evercore LP partnership units to the Altman Kazickas Foundation, a not-for-profit institution.