Mill Road Capital III, L.P. - Jan 31, 2022 Form 4 Insider Report for SUPERIOR INDUSTRIES INTERNATIONAL INC (SUP)

Role: 10%+ Owner
Signature: /s/ Justin C. Jacobs, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P.
Stock symbol: SUP
Transactions as of: Jan 31, 2022
Transactions value $: -$103,621
Form type: 4
Date filed: 2/2/2022, 05:46 PM
Previous filing: Jan 28, 2022
Next filing: Feb 7, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SUP	Common Stock, $0.01 par value	Purchase	$30.7K	+7.47K	+0.21%	$4.10	3.54M	Jan 31, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SUP	Put options (obligation to buy)	Sale	-$3.5K	-35	-10.67%	$100.00	293	Jan 31, 2022	Common Stock	3.5K	$5.00	Direct	F1
transaction	SUP	Put options (obligation to buy)	Sale	-$85.7K	-699	-25.79%	$122.60	2.01K	Jan 31, 2022	Common Stock	69.9K	$5.00	Direct	F1
transaction	SUP	Put options (obligation to buy)	Sale	-$2.43K	-20	-0.98%	$121.25	2.03K	Feb 1, 2022	Common Stock	2K	$5.00	Direct	F1
transaction	SUP	Put options (obligation to buy)	Sale	-$42.7K	-340	-12.54%	$125.51	2.37K	Feb 2, 2022	Common Stock	34K	$5.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Content

The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.