Scott Pintoff - 31 Jan 2022 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
General Counsel and Secretary
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Scott Pintoff
Issuer symbol
MKTX
Transactions as of
31 Jan 2022
Net transactions value
-$214,956
Form type
4
Filing time
02 Feb 2022, 15:15:56 UTC
Previous filing
11 Aug 2021
Next filing
20 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Award $0 +970 +16% $0.000000 6,943 31 Jan 2022 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Tax liability $67,518 -196 -2.8% $344.48 6,747 31 Jan 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $44,093 -128 -1.9% $344.48 6,619 31 Jan 2022 Direct F3
transaction MKTX Common Stock, par value $0.003 per share Tax liability $16,880 -49 -0.74% $344.48 6,570 31 Jan 2022 Direct F3
transaction MKTX Common Stock, par value $0.003 per share Tax liability $38,237 -111 -1.7% $344.48 6,459 31 Jan 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $48,227 -140 -2.2% $344.48 6,319 31 Jan 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.
F2 Represents the surrender of shares to the Company to satisfy Mr. Pintoff's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Pintoff.
F3 Represents the surrender of shares to the Company to satisfy Mr. Pintoff's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Pintoff.