Richard M. McVey - Jan 31, 2022 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Chairman & CEO, Director
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Richard M. McVey
Stock symbol
MKTX
Transactions as of
Jan 31, 2022
Transactions value $
-$2,115,796
Form type
4
Date filed
2/2/2022, 03:15 PM
Previous filing
Jan 19, 2022
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Award $0 +2.3K +0.32% $0.00 732K Jan 31, 2022 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$1.39M -4.03K -0.55% $344.48 728K Jan 31, 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$455K -1.32K -0.18% $344.48 727K Jan 31, 2022 Direct F3
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$174K -504 -0.07% $344.48 726K Jan 31, 2022 Direct F3
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$98.2K -285 -0.04% $344.48 726K Jan 31, 2022 Direct F4
holding MKTX Common Stock, par value $0.003 per share 2K Jan 31, 2022 By Immediate Family Members

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MKTX Stock Option (right to buy) Award $0 +7.98K $0.00 7.98K Jan 31, 2022 Common Stock 7.98K $344.48 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.
F2 Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey.
F3 Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.
F4 Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. McVey.
F5 The stock options will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.