Kevin M. McPherson - 31 Jan 2022 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Global Head of Sales
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Kevin M. McPherson
Issuer symbol
MKTX
Transactions as of
31 Jan 2022
Net transactions value
-$253,193
Form type
4
Filing time
02 Feb 2022, 15:15:26 UTC
Previous filing
18 Nov 2021
Next filing
20 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Award $0 +1,911 +2.7% $0.000000 72,999 31 Jan 2022 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Tax liability $67,518 -196 -0.27% $344.48 72,803 31 Jan 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $43,749 -127 -0.17% $344.48 72,676 31 Jan 2022 Direct F3
transaction MKTX Common Stock, par value $0.003 per share Tax liability $16,880 -49 -0.07% $344.48 72,627 31 Jan 2022 Direct F3
transaction MKTX Common Stock, par value $0.003 per share Tax liability $47,194 -137 -0.19% $344.48 72,490 31 Jan 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $77,852 -226 -0.31% $344.48 72,264 31 Jan 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.
F2 Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. McPherson.
F3 Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson.