Christophe Pierre Daniel Roupie - 31 Jan 2022 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Head of EMEA and APAC
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Christophe Pierre Daniel Roupie
Issuer symbol
MKTX
Transactions as of
31 Jan 2022
Net transactions value
-$533,600
Form type
4
Filing time
02 Feb 2022, 15:15:24 UTC
Previous filing
27 May 2021
Next filing
09 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Award $0 +1,243 +17% $0.000000 8,607 31 Jan 2022 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Tax liability $31,692 -92 -1.1% $344.48 8,515 31 Jan 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $135,036 -392 -4.6% $344.48 8,123 31 Jan 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $60,284 -175 -2.2% $344.48 7,948 31 Jan 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $258,016 -749 -9.4% $344.48 7,199 31 Jan 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $23,425 -68 -0.94% $344.48 7,131 31 Jan 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $25,147 -73 -1% $344.48 7,058 31 Jan 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.
F2 Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.