Christophe Pierre Daniel Roupie - Jan 31, 2022 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Head of EMEA and APAC
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Christophe Pierre Daniel Roupie
Stock symbol
MKTX
Transactions as of
Jan 31, 2022
Transactions value $
-$533,600
Form type
4
Date filed
2/2/2022, 03:15 PM
Previous filing
May 27, 2021
Next filing
Jun 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Award $0 +1.24K +16.88% $0.00 8.61K Jan 31, 2022 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$31.7K -92 -1.07% $344.48 8.52K Jan 31, 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$135K -392 -4.6% $344.48 8.12K Jan 31, 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$60.3K -175 -2.15% $344.48 7.95K Jan 31, 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$258K -749 -9.42% $344.48 7.2K Jan 31, 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$23.4K -68 -0.94% $344.48 7.13K Jan 31, 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$25.1K -73 -1.02% $344.48 7.06K Jan 31, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.
F2 Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.